CommSec has been slapped with a $700,000 fine and has refunded $1.1 million after failing to properly disclose certain information to clients, and making inadequate identity checks of some customers.

On Wednesday, the Federal Court ruled that Commonwealth Securities Limited, better known as CommSec, had to pay a $20 million fine. The Australian Investment Exchange Limited (AUSIEX) had to pay a ...

CBA’s trading plan CommSec has agreed to pay a $20m fine for ‘significant’ overcharging over a decade, subject to court approval. The Australian Securities and Investments Commission will also hit ...

Mr Paton – a former Deutsche Bank employee and hospitality and property entrepreneur – told The Australian he was not backing down in his fight against CBA. His matter is currently being examined in ...

Canadian-controlled TD Waterhouse Australia has finally decided to quit its discount stockbroking operations after a difficult five years, selling the division to Australia's biggest online retail ...