The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their compliance obligations on certain high-risk assets.

Peter Gratton, Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, economics, and public policy. Peter began covering markets at Multex (Reuters) and has ...

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

JELH and JELM provide innovative income approaches that package structured note strategies into a convenient ETF format The new ETFs are designed to package equity linked instruments and are intended ...

Discover the advantages and risks of principal-protected notes (PPN), a fixed-income product that ensures your principal with ...

U.S. News compares companies to their industry peers based on a variety of company fundamentals, performance metrics and investor preferences to help you find the right stocks for your investing style ...

Asset managers WisdomTree and Halo Investing have launched Halo-WisdomTree Structured Income Strategy, a defined outcome separately managed account strategy. The partnership pairs WisdomTree’s asset ...

Under normal market conditions, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in structured credit investments. Structured credit investments are ...

Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” ...

SCA and MRA join GraniteShares’ growing autocallable ETF platform, bringing structured income strategies to two of the market’s most volatile ...