TD Bank, US
Canada's TD Bank to Pay Over $20 Million Over US 'Spoofing' Charges
(Reuters) -The U.S. broker-dealer unit of Toronto Dominion Bank has agreed to pay over $20 million under a deal with U.S. authorities to settle charges that it manipulated the U.S. Treasuries market.
TD Bank Resolves Treasuries Spoofing Case Amid Wider US Probes
Toronto-Dominion Bank will pay more than $20 million as part of a deal with US prosecutors and regulators to resolve investigations over a former trader’s alleged placement of “spoof” orders to manipulate the US Treasuries market.
TD Bank to pay $20 million US to resolve 'spoofing' investigation
Toronto-Dominion Bank is set to pay more than $20 million US as part of a deal with American authorities to resolve an investigation into a former employee's fraud trading tactics to manipulate the U.
TD Bank to pay more than $20-million to resolve ‘spoofing’ case
Toronto Dominion Bank entered into a three-year deferred prosecution agreement, the U.S. Department of Justice said on Monday in a filing with the New Jersey federal court
TD Bank to pay more than US$20M over ‘spoofing’ charges
The U.S. broker-dealer unit of TD Bank has agreed to pay over $20 million under a deal with U.S. authorities to settle charges that it manipulated the U.S. Treasuries market.
TD Securities to Pay More Than $28 Million in Connection With Spoofing Charges
The Securities and Exchange Commission also said the bank was charged for failing to supervise the former head of its Treasurys desk, who allegedly made hundreds of illegal trades over a 13-month period.
Canada's TD Bank to pay over $20 mln over US 'spoofing' charges
The U.S. broker-dealer unit of Toronto Dominion Bank has agreed to pay over $20 million under a deal with U.S. authorities to settle charges that it manipulated the U.S. Treasuries market.
TD Securities ordered to pay more than $6M by SEC for alleged spoofing
Between April 2018 and May 2019, the former TD Securities trader entered orders on one side of the market with no intention of executing them so he could get more favorable prices on bona fide orders that he was simultaneously entering on the other side of the market,
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Canada's TD Bank to pay over $20 million to resolve 'spoofing' case
Toronto Dominion Bank is set to pay over $20 million as part of a deal with U.S. authorities to resolve an investigation into ...
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TD to pay regulators $28.5M over spoofing scheme
The broker-dealer arm of the Canadian bank will pay penalties to the DOJ, SEC and FINRA over a former trader’s scheme to place hundreds of fraudulent spoof orders amounting to billions of dollars.
Toronto Dominion Bank Faces $20M Penalty Over U.S. Market Manipulation
The Toronto-Dominion Bank ’s TD U.S. broker-dealer unit, TD Securities USA, has agreed to pay more than $20 million in a ...