Apollo, like its peers, continues to target high earners for higher-fee-paying assets and has set a goal of raising at least ...

Copycat ETFs have still faced backlash. Hector McNeil, co-founder and co-CEO of HANetf, has heard from disgruntled issuers who weren’t happy when similar products were getting off the ground in Europe ...

With alternative investments becoming more accessible to investors, Aaron talks about the importance of client communication, the impact alternative ETFs have on liquidity and when alternatives are ...

A new report from market research firm Cerulli Associates finds that a majority of financial advisors expect to prioritize ...

Former head of Merrill Lynch Wealth Management John W. Thiel is launching an independent RIA, Indivisible Partners, in the ...

In some cases, the SEC allowed firms to use testimonials and endorsements in ads but mandated client disclosures on whether ...

Be transparent about tax law. Deferred taxes need to be paid in full when the asset is sold by its owner. There’s generally ...

One of the defining characteristics of the U.S. stock market appreciation in 2024 has been the outsized influence of a few ...

Our simple six-step guide breaks down the process, showing you how to help your clients finally create their estate plans ...

In the latest episode of the Focused on the Future podcast, veteran industry leader Suzanne Siracuse sits down with Bryce ...

RBC will pay nearly $9.7 million after FINRA arbitrators ruled in favor of a Minnesota-based advisor who claimed the firm ...

Behavioral finance offers invaluable insights for financial advisors into the psychological factors that influence consumer ...