Broker-dealer TD Securities failed to prevent a trader from placing and then withdrawing thousands of false trades over the course of a year in part because its compliance department failed to follow ...

The Financial Industry Regulatory Authority (FINRA) issued two separate fines against Merrill Lynch and BofA Securities ...

The Irish Data Protection Commission fined Meta Ireland 91 million euros (U.S. $102 million) for multiple violations of the European Union's General Data Protection Regulation related to the ...

A former Alzheimer's researcher manipulated the results of a Cassava Sciences drug, with the pharmaceutical company and its ...

The proliferation of AI, as well as the promised business cases promoting its use, has led companies around the world to ...

GeoLinks, an enterprise-level telecommunications company, announced that Mark Funaki has joined the company as general counsel and corporate secretary.

LendingPoint announced that Dan Shuntich has joined the executive team as chief risk officer. Prior to this, Shuntich was responsible for the credit risk, manual underwriting, pricing and portfolio ...

The San Antonio Water System has promoted Edward Guzman to the position of senior vice president/chief legal and ethics officer.

IDEAYA Biosciences announced that Douglas Snyder joined the company as its senior vice president, general counsel.

Infrastructure company PSEG announced that Deputy General Counsel and Chief Litigation Counsel Grace Park has been appointed ...