Specifically, a former TD Securities trader was found to have spoofed the US Treasury cash securities market; the SEC has ruled that the firm “lacked adequate controls and that it failed to take ...

(Reuters) -The U.S. broker-dealer unit of Toronto Dominion Bank has agreed to pay over $20 million under a deal with U.S.

The Securities and Exchange Commission also said the bank was charged for failing to supervise the former head of its ...

TD Securities (USA) LLC has agreed to pay $15.5 million to settle criminal charges related to a scheme involving fraudulent ...

TD Securities will pay more than $6.5 million stemming from charges related to a form of fraudulent trading known as spoofing brought against the bank by the Securities and Exchange Commission.

Toronto-Dominion Bank is set to pay more than $20 million US as part of a deal with American authorities to resolve an ...

Toronto Dominion Bank is set to pay over $20 million as part of a deal with U.S. authorities to resolve an investigation into ...

TD Bank, facing money-laundering probes from U.S. regulators, is close to entering a possible guilty plea with prosecutors, ...

U.S. securities division was charged with manipulating the U.S. Treasury cash securities market through an illicit trading ...

Toronto Dominion Bank TD-T is set to pay over $20 million as part of a deal with U.S. authorities to resolve an investigation into a former employee’s fraud trading tactics to manipulate the U.S.